Supervision & Regulation

The Investment Business Act 2002 is the statutory basis for regulating investment business in Hong Kong. The Act provides for a licensing regime for any person or entity (unless otherwise exempted or excluded) engaging in investment business, as defined by the Act, either in or from Hong Kong.

The Investment Funds Act 2003 provides the statutory basis for regulating funds in Hong Kong . The Act deals with the establishment, operation and regulation of mutual funds, unit trusts and partnership funds.